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Webinar: Processing IRA Rollovers & Transfers

Rule Change Alert: In a stunning March 2014 announcement, the IRS stated that the one IRA-to-IRA rollover per year rule applies to all of a member's IRAs, not to each IRA separately. This webinar will address the implications this ruling may have on your IRA program. Other recent IRA rule changes have expanded the portability options available to IRA members. The increased choices – while providing welcome new opportunities – come with additional complexities. IRA members are posing difficult new questions. What are the considerations and consequences of rolling over funds from an employer-sponsored retirement plan into an IRA or beneficiary IRA? This session will provide valuable information to new and experienced IRA professionals who want a solid understanding of IRA rollover and transfer rules and responsibilities.


  • Implications of the recent IRS announcement on the once every 12 month IRA-to-IRA rollover rule change
  • The difference between rollovers and transfers
  • Review proper processing and reporting requirements of rollovers versus transfers
  • Required and suggested forms and documentation
  • Analyze employer-sponsored plan to IRA rollover considerations
  • The difference between direct and indirect IRA rollovers
  • How to handle IRA revocations


    • IRS quick reference rollover chart
    • IRS Announcement 2014-15:  New IRS position on one-per-year rollover rule
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.


This informative session is designed for those who deal with members and for staff who have IRA operational, compliance, or reporting responsibilities.  Management will also benefit from a solid understanding and appreciation of IRA rollover and transfer rules and the responsibilities that come with accepting rollover and transfer deposits.

Please note:  The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.

ABOUT THE PRESENTER – Frank J. LaLoggia, LaLoggia Consulting, Inc.

Frank LaLoggia is the President of LaLoggia Consulting, Inc., Rochester, New York, a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings.

Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training.  With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive.  He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern Universities Center for Continuing Education and The National Retirement Plans Training Conference.


Note:  All materials are subject to copyright.  Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited.  Print materials may be copied for eligible participants only.


The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.  Registrants receive a toll-free number and pass code that will allow entrance to the seminar.  The session will be approximately 90 minutes, including question and answer sessions.  Seminar materials, including instructions, PIN number, and handouts will be emailed to you prior to the broadcast.  You will need the most-current version of Adobe Reader available free at



Listen to the
archived webinar on your




Instructions will be emailed with the archived webinar link.


Can’t attend the live webinar? The archived webinar is a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address so you may ask follow-up questions. Approximately one week prior to the webinar, you will receive an email with the archived webinar link. This webinar link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.

As an added bonus, you will also receive a FREE audio/visual CD ROM.* The CD ROM includes the original audio/visual presentation, the question and answer sessions, and the handouts.  Use the archived webinar or this “off-the-shelf” training program for those that could not attend the live seminar and for future training.

The archived webinar (including the free CD ROM) may ONLY be ordered for 6 months following the webinar. Neither will be available after this time.


Options 1 and 2 described above


*CD ROM is for Mac and PC use only

This event is being conducted by CU Web Training on behalf of the Missouri Credit Union Association. Click here to register:

June 17th, 2014 2:00 PM   through   3:30 PM
United States

Event Info


June 17th, 2014 2:00 PM   through   3:30 PM


United States

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