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Compliance Workshop - St. Louis

Event Info


April 17th, 2018 9:00 AM   through   April 18th, 2018 4:00 PM

1 day event $ 230.00

Our two-day Compliance Workshop will pack a punch! Not only will you receive valuable knowledge, you’ll have the chance to apply what you learn in hands-on exercises.

DAY 1  
9–9:15 a.m. Opening & Introductions
9:15–11:15 a.m.  Handling Deceased Accounts
- Unclaimed property/money in Kansas and Missouri
- Accounts with no co-owner or designated beneficiary
- Federal government benefit payments after death
- Case studies
11:30 a.m.–12:15 p.m. Customer Due Diligence Compliance
- Qualified accounts and exceptions
- Two-prong approach
- Certification and documentation processes
- Practical applications
12:15–1 p.m. LUNCH
1–2:30 p.m. Enterprise Risk Management
- Theories/common practices (strategies, developing an effective
program, board reporting, etc.)

- Dynamic risk assessments vs. static risk assessments
- Common mistakes and examiner findings
2:45–4 p.m. Cyber Attacks Against Credit Unions
- Current state of attacks against CUs
- Your role in cyber security
- Components of a cyber incident response plan
- Cyber insurance
4–5 p.m.  Senior Financial Exploitation
- Reporting (CFPB joint statement & state reporting laws)
- Tips for compliance and protecting members
- Examiner expectations
- Group exercise
5–6 p.m. Networking/Happy Hour
DAY 2  
8:30–8:35 a.m. Recap & Questions
8:35–11 a.m. Regulatory Update – Mark Hargrave & Lindsay Harden, Stinson Leonard Street
- Regulation E and Prepaid Cards
- MLA changes
- HMDA changes
- Reg CC and Reg DD changes – legal aspects
- State laws
- Account and wire transfer agreements (how business account agreements differ from
consumer agreements)
11:15 a.m.–12:15 p.m. Compliance Jeopardy!
12:15–1 p.m.   LUNCH
1–4 p.m. CECL Workshop* – Eric DeCoursey, Jason Seaton, Matt List & Michael Flaxbeard, BKD
- Understand the major milestones of the CECL readiness and implementation process
- Develop a preliminary CECL implementation timeline
- Identify the personnel who need to be involved with CECL implementation
- Develop an understanding of how CECL may change how you identify pooling based off of common risk characteristics
- Learn about the different types of models most likely to be used by credit unions:
  • Pros and cons of models
  • Potential data needs of specific models
4 p.m. Closing Remarks

​​​​*To get the most out of the CECL session, you need to bring a laptop, allowance for loan and lease losses calculation and data supporting your current loan pooling methods.

Rayleen Pirnie is a nationally recognized payments risk and fraud expert and founder/owner of RP Payments Risk Consulting Services, LLC. She has participated in specialized consulting services, procedural and risk management reviews, and payments education. Rayleen’s specialized skill is delving into the world beyond the payment rules; areas where organizations often find themselves in positions of liability or loss with little to no clear guidance. She is an Accredited ACH Professional (AAP) who has worked with all payment systems for nearly 20 years. Rayleen also holds a Bachelor’s of Science in Criminal Justice Administration.   

BKD is the top-tier U.S. CPA and advisory firm that delivers its experience and service with a deep understanding of your business, your needs and what it takes to improve your business performance. Speakers include:

  • Matthew List, CPA, has 20+ years of experience assisting companies with complex corporate structures, financing alternatives, forecasting, mergers and acquisitions as well as preparation of financial statement audits, internal control assessments and operation reviews. In addition, he is familiar with the requirements of the Securities and Exchange Commission and Public Company Accounting Oversight Board.
  • Michael Flaxbeard, CPA, has experience with U.S. Securities and Exchange Commission reporting requirements and integrated audits under Section 404 of the Sarbanes-Oxley Act. He is experienced with federal fund audit requirements and familiar with government accounting standards. 
  • Jason Seaton, CPA, oversees and provides audit services for BKD’s financial institution including external audits, assessing and testing internal controls, internal audits, compliance audits, directors’ examinations, and trust procedures.
  • Eric M. DeCoursey, CPA, has 12+ years of experience providing audit, accounting and consulting services to financial institutions, broker-dealers and private equity funds. He has experience with U.S. Securities and Exchange Commission reporting requirements and integrated audits under Sarbanes-Oxley Section 404.

We offer tiered pricing for eligible affiliated credit unions. Scholarship assistance is available for credit unions under $100M in assets. Lunch is included.

Membership Discount Price
Affiliated credit unions $0M - $19.99M 60% off $160
Affiliated credit unions $20M - $49.99M 40% off $239
Affiliated credit unions $50M+  -  $399
Non-affiliated credit unions  -  $800

Register by 11:59 PM on April 5, 2018.

Rooms available for $99 per night in our room block. Call 316.260.4070 to reserve your room, and ask for the Heartland Credit Union Association group rate. Must provide method of payment when reserving your room. Group rate expires on March 26, 2018. 

For assistance with a physical, medical, or dietary condition requiring special attention: Leah Redding, 800.392.3074, x1334.
For registration questions: Sharon Bahr, 800.392.3074, x1342.

April 17th, 2018 9:00 AM   through   April 18th, 2018 4:00 PM